Agrigento funds innovative projects

On a much more positive note than my recent blog post about scandals and open secrets in the orchestral world, Agrigento’s Innovar scheme has provided seed-funding for 12 innovative projects in 2024 (which will run alongside several other new and ongoing projects funded through other lines). Read more below…

The NY Philharmonic scandal and its implications for social action through music

It’s been a bad week for orchestras. An old sexual assault scandal at the New York Philharmonic hit the headlines again. But what could have come and gone quickly as a “bad apple” story – one that was not even news – soon escalated into something much bigger, as it became clear that the rot had been spreading in the orchestra for 14 years. The president of Local 802 of the American Federation of Musicians condemned “the culture of complicity that has raged at the N.Y. Philharmonic for too long.” That is to say, the problem was both long-term and pervasive: it was embedded in the culture of the orchestra.

Coruscating social media commentary by the likes of musicians Lara St John and Katherine Needleman, music journalist Anne Midgette, and psychologist Heather O’Donnell, and hundreds of responses to their posts from other musicians, revealed that the rot goes deep and wide. This is not just about the NY Phil, but also about the orchestral sector, conservatoires, high school bands – the list goes on.

The articles, opinion pieces, and commentary highlighted disturbing aspects of the classical music sector, such as widespread misogyny and hostility to women; a tendency to look the other way from sexual assault and harassment (O’Donnell writes of “a rape-tolerant culture in the classical music industry”); foot-dragging by institutions, which often to respond to problems as little and as late as possible and to focus on reputation management; and a tendency for those who speak out to be revictimized (ignored, ousted, blacklisted, ostracized, etc.). Crimes and misdemeanours are rarely a secret: sexual predators are often known as such by many musicians and administrators. Yet these open secrets seldom make their way into the public realm via the media, for a mixture of good reasons – gathering evidence that will withstand legal challenge is complex, time-consuming, and expensive – and less good ones to do with the hand-in-glove relationship between many classical music journalists and the industry. So few perpetrators face any sort of reckoning. O’Donnell ends with a call for the NY Phil (and by implication, the whole sector) “to engage in some deep soul-searching and meaningful change processes.”

By extension, it’s been a bad week for social action through music (SATM), a sector headed by El Sistema and focused on the youth orchestra. Partly because of the uncomfortable reminders of El Sistema’s own sexual abuse scandal, which – as in the wider orchestral sector – is one facet of a generalized culture of misogyny and sexism. As I observed in 2010-11, this culture started with founder José Antonio Abreu, who liked to surround himself with male courtiers, and worked its way down through conductors (all male at that time), directors of the instrumental academies (ditto), the section principals of the Simón Bolívar Youth Orchestra (all male bar one), and the wider orchestra (80% male). El Sistema was designed to induct young musicians into the orchestral world, and it did so in more ways than one, habituating them to male domination and sexual predation. In the words of one musician who commented this week on their youth orchestra experience: “In hindsight, really early normalization of inappropriate workplace behavior.” The growing tide of gender critique that has emerged this week is a reminder that SATM’s emblematic program is part of the problem.

But also because SATM is founded on an idealization of the symphony orchestra. In Gustavo Dudamel’s words, “an orchestra is a model for an ideal global society.” Orchestral culture, he claims, forms better citizens. This week’s events have illustrated, not for the first time, how far this idealization lies from reality. Rebecca Cherian, trombonist in the Pittsburgh Symphony Orchestra for 33 years, touched on this very disjuncture: “The abuse by men in high-level positions of power, authority and influence are playing out everywhere, even in our Symphony Orchestras which the public assumes are bastions of culture and civility.”

When the president of the musicians’ union Local 802 spoke of a “culture of complicity,” she revealed that the kind of social bonding that orchestras generate can override morality. I recalled the Venezuelan orchestral administrator who told me privately that El Sistema was “one big family… like the Sicilian mafia.” I thought of all the sexual predators that operated in the program, and the figures of authority and the thousands of musicians who turned a blind eye. If after one year in Venezuela, I knew the identity of numerous sexual predators at all levels of the program (from low-level teachers to conductors and performers with international careers and reputations), you can be sure that musicians who had spent 10, 20, or 30 years there knew those names and many more. I spoke to a musician who had studied in the same music school as “Lisa,” whose detailed testimony of abuse was central to the breaking of El Sistema’s scandal in 2021. “Everyone knew,” he told me. Abreu’s sister knew, according to Lisa, but the program reacted by moving the predator to another school, rather than firing him. The culture of complicity ran to the top. So much for an ideal society of good citizens.

There has been some movement on the culture of abuse since I first revealed it in 2014. The response of El Sistema, the SATM sector, and the media to my research initially echoed that found more broadly in the classical music sphere: there was a blast of outright denials and attempts by representatives and classical music journalists to discredit me rather than investigate the issues that I raised. With few exceptions, they rallied round El Sistema and made me a pariah. (I was interested to see this article last year about the media reception of Blair Tindall’s Mozart in the Jungle, which largely ignored its message about sexual abuse in the classical music world in favour of shooting the messenger.)

But when the issue blew up again in 2021, on a larger scale, they had no choice but to act. El Sistema now has a child protection and safeguarding page on its website (after nearly half a century of operation). Its affiliate organization the Academy for Impact through Music (AIM) has a Safeguarding Matters page. Sistema Europe insists that its members have safeguarding policies. Change was slow and reluctant, and I continue to be blacklisted and ostracized for having spoken out (something that many musicians have reported this week), but there has been some movement at the level of policies.

What is less in evidence are signs of the kinds of “deep soul-searching” about the culture of orchestras that O’Donnell calls for. El Sistema’s safeguarding page is indicative: sexual abuse is treated as a “bad apple” problem. Worse still, the tone is entirely self-justificatory and self-congratulatory, as is the program’s wont. Its message could be summarized as “we have always done a brilliant job at safeguarding.” There is no mea culpa, no apology, no remorse – not even an empty verbal gesture. So of course there is no acknowledgment of the wider culture of misogyny, which is not something that can be corrected with safeguarding policies. El Sistema’s response has been about limiting damage and protecting its image rather than searching its soul.

As the lawyer Selene Soto, who specializes in gender issues, told Caracas Chronicles back in 2021: “the discussion has been focused only on the legal aspects, but an internal investigation is key. This kind of strategy delegates the protocols to entities outside El Sistema, without assuming any institutional responsibility, which is far from being the right response.”

AIM’s language is more promising – the content of its relevant page suggests that it is taking the safeguarding issue seriously; yet its affiliates continue to venerate the symphony orchestra and El Sistema, raising the question of how much change it can really effect. There is no sign in El Sistema or the wider SATM sector of any recognition of a systemic problem concerning orchestral culture. They continue to idealize the orchestra as the solution to society’s ills, despite the abundant evidence to the contrary.

The shifts on child protection and safeguarding are positive steps. But given what this week’s story has revealed about the culture of orchestras, it is high time for the next one: for soul-searching about basing a global field of “social” musical programs on this flawed model.

Recall the words of the veteran orchestral trombonist Rebecca Cherian: assumptions about symphony orchestras as “bastions of culture and civility,” which form the bedrock of SATM, are misguided. They are idealizations that are out of touch with reality, which is that “abuse by men in high-level positions of power, authority and influence” is “everywhere.” This week has produced an outpouring of evidence of orchestral excellence going hand-in-hand with bad citizenship.

Such idealizations are not harmless; they are part of the culture of complicity. They support the flawed status quo. What is needed today are critical reflection and change, not myths and fantasies that obscure and perpetuate injustices.

If social action is really the goal, then conventional orchestral culture cannot be the means. Promoting and spreading it risks creating more social problems than it solves.

SATM needs to be rethought. At the very least, the orchestra needs to be reimagined in a social project setting. It is not enough to change the players, as El Sistema has done; the rules of the game need to change.

Relational being and social action through music

Relational Being: Beyond Self and Community, by Kenneth J. Gergen, is a major work of scholarship in social psychology. It has a lot to offer the field of social action through music (SATM), despite saying nothing about it directly. In this essay, I’m going to put the two together.

First, a few disclaimers. This will be a limited exercise: there will be no attempt to synthesize wider literatures on either relationality or music. That might come later. For now, I’m going to focus on one book and one field, tying them together with my own research.

Also, this is not a new book; in fact it’s 15 years old. I’m writing about it because I’ve just read it, rather than because it offers a brand new vision.

Finally, I’m well aware that much of what I write below may feel familiar to many community musicians, whether or not they’ve read this book. But I’m not writing about community music, but rather SATM, which is centred in Latin America and classical music culture. One conclusion may simply be that SATM has a lot to learn from community music. Still, community musicians might be interested to read ideas from social psychology that support their work.

***

Relational Being is an exhaustive working-out of a very simple idea: that the fundamental element of life is not the individual but rather relations. In fact, the individual is constituted by relations and has no reality outside them (an idea that has a long history in Buddhism). Gergen proposes a conceptual shift from “bounded being” to “relational being,” and argues that human institutions, organizations, and processes such as education should be reoriented to promote “the flowering of relational practices.” It would be hard to exaggerate the scope or ambition of this book, which is nothing less than a manifesto for humanity. Behind its grand mission “to stimulate transformation in our practices of living” lies the claim that “the future well-being of the planet depends significantly on the extent to which we can nourish and protect not individuals, or even groups, but the generative processes of relating.”

SATM might look like a good solution, given its emphasis on collective rather than individual music making. But it turns out that Gergen sees collectivity as part of the problem, as his subtitle indicates (“beyond self and community”). Not only does the formation of bonded “in-groups” or communities often reproduce the problems of self or bounded being, simply on a larger scale, but it can even exacerbate them. Collective activity, such as playing in a musical ensemble, is therefore no guarantee of relational being; it may even reinforce its opposite.

The forging of deep bonds is thus ambiguous and paradoxical. To be sure, a shift from “I” to “we” can have positive effects; the problems of individualism may start to recede. “However, once bonding is secured, there is an important sense in which the ravages of individualism once again return, and with a vengeance. Essentially, the process of bonding creates yet a new form of bounded entity. It is not “you” versus “me,” but “us” now separated from “them.” […] The bonded relationship simply replaces one form of bounded being with another. This enlargement of bounded being not only opens a new range of hazards, but dangerously intensifies shortcomings inhering in the individualist tradition.”

Individualism generates alienation, competition, and disparagement of others. Yet “these tendencies are dramatically intensified in the case of bonded relations. Why is this so? In large part it is because bonded relations are extremely effective in creating, enchanting, and enforcing a singular account of the real and the good. Participants are in continuous communication, and through the co-active process give continuous support to ‘our way of life’ and its attendant realities and values. Deviant voices are suppressed, and with them essential voices of doubt. In contrast, the lone individual may dwell in ambiguity.”

Group bonding may thus act as an enemy of ambiguity. In my book Rethinking Social Action Through Music, I identified ambiguity as an inherent feature of this field and ambivalence as an important conceptual lens. Gergen’s account fleshes out a point that my research has revealed repeatedly: in many cases, SATM simultaneously generates ambiguity and suppresses the voicing of ambivalence.

So what are the solutions that Gergen offers for moving beyond self and community? Above all, dialogue and collaboration. At its best, dialogue is a process of productive “relational coordination.” Gergen provides many examples of dialogue and collaboration, across a variety of domains of human life and activity, that shift the dial from bounded to relational being.

Education

Of particular relevance to SATM is the chapter on education. Gergen proposes that we see education as (potentially) a means of “enhancing participation in relational process.” He accords great importance to this topic: “education in a relational key is critical to the global future. Owing to the profound technological transformations of the past century, we confront increasing numbers of people, from differing locales, for differing purposes. Everywhere there is a need for collaboration, teamwork, networks, and negotiation.”

Unsurprisingly, this means a shift away from conventional approaches to teaching, a shift that the author (a university professor) undertook himself:

“I no longer teach in this way. The classroom is no longer my ship; I am no longer its commander. I have shed the traditional vision of individual minds, of the knowing teacher and ignorant student, of teaching as a cause of learning.”

Now Gergen is interested in “educational practices that reflect, sustain, and advance productive forms of relational being.” He states that “the primary aim of education is to enhance the potentials for participating in relational processes — from the local to the global.” This last point is particularly important. Relations within the classroom (among students, and between teachers and students) are crucial – but so too are those between the classroom and its local and global contexts. “A relationally effective education would also consider the potentials for productive participation in families, communities, the political process, the arts, diverse cultural traditions, nature, and more.” Gergen thus identifies four key domains for relational education: “the teacher and student, relations among classmates, and the relation of the class both to the immediate environment and to the global context.”

Gergen’s vision poses a challenge to the conventions of large-ensemble music education, which are often upheld in SATM, where the conductor generally operates as a commander and the ensemble as his ship. One convention that has been clung to with fervour by El Sistema and its admirers is a focus on excellence. In the SATM world, excellence is usually conceived in sonic (or more broadly, presentational) terms. But for Gergen, excellence in education is a more complex matter – one bound up with process and not just product – and just as important is excellence in relationship. “Interest shifts from the excellence of a bounded unit, to the potentials inherent in coordination.” This kind of relational excellence has been given little attention in actual practice (i.e. in curriculum and pedagogy, as opposed to discourse) in SATM’s largest programs. It is simply assumed to flow automatically from musical excellence (despite abundant evidence to the contrary).

Looking at SATM, we can see three other ways in which the field’s dominant model jars with “education in a relational key.” The first is a tendency to prioritize the first two domains (internal relations) and relatively neglect the second two (local and global contexts). This issue of tribalism and the music school as a “bubble” is one I address in both my books on SATM. “The walls of the school are misleading. They suggest a separation between the school and its surrounds; they suggest that the success of the educational process depends on what takes place within the walls. Yet, as [is] increasingly clear, what takes place in the classroom can never be separated from the family life of the students, local politics, the economy, and so on.” This is something that the Red de Escuelas de Música de Medellín came to acknowledge, and during my fieldwork I observed it striving to overcome this separation between “us in here” and “them out there” and connect the music schools to their surrounding communities.

The second is the field’s history of reinforcing cultural hierarchies through its affiliation to classical music and its marginalization and even denigration of some other musics, particularly reggaetón (also discussed in my book on the Red). Genre affiliation works against relational being because it encourages musicians to bond with some peers and distance themselves from others – and relational being entails the opposite of this kind of discrimination. SATM has done well in connecting likeminded people, but less so in fostering solidarity and positive relationships between groups that are quite different, which is precisely what relational being points towards.

“Informal relations at school—at lunch, in the gym, after school, and so on—permit students to remain in familiar and comfortable relationships, thus fostering thick friendships, cliques, and ethnic enclaves. All too often the result is in-group/out-group conflict, along with its distancing and antipathies. In contrast, a teacher can organize the classroom in such a way that more generative relations are achieved. Classroom discussion groups, working partners, laboratory research groups, and the like can cut across these informal boundaries.”

A symphony orchestra may cut across existing boundaries, throwing young people together in new formations; but it can also simply create new enclaves (such as instrument groups or section principals), and my research in Venezuela and Colombia revealed that this was the case in large SATM programs. Without more imaginative ways to foster generative relations, the large ensemble model may simply offer a reconfigured version of an old problem of in-group/out-group division.

Musical practices that forge a tight-knit community (around an ensemble or a genre) may therefore be a mixed blessing. While some individuals suffer exclusion and may therefore benefit from such connection, in-group bonding is not something that humans generally struggle with. Tribalism (or conflict with out-groups) is a much bigger issue at societal level. Musical organizations that promote bubbles and tribal affiliations may therefore generate positive feelings at a micro scale while reinforcing tendencies towards bounded being at a macro scale.

The third is that Gergen places dialogue at the centre of relational education. Relational being depends on horizontal, dialogic relations and rejects vertical, monologic ones. In an educational context, this means exploring practices such as dialogic classrooms, collaborative creation, and service learning. There is a clear dissonance here with conventional large-ensemble practice. Despite the teamwork rhetoric in which it is often wrapped, most large-ensemble training offers limited opportunities to develop skills in collaboration and negotiation. When education centres on the “performance” of a teacher (or conductor), students “are minimally prepared to enter later relationships as effective dialogic partners. They have no experience in offering ideas, responding sensitively to others, or joining with others in creating visions that none could have imagined alone.”

Again, SATM can be deceptive, because its emphasis on collective musical training makes it chime at first sight with relational education. Yet research in Latin America has shown that SATM tends to foster greater concern with individual life projects than with community transformation. A successful musician in the context of El Sistema is one who has followed a solo path, leaving their local orchestra to play in a national one, leaving their community for central Caracas, or leaving Venezuela for study or work overseas. Despite superficial appearances, SATM is an individualizing process, one focused above all on social mobility – and social mobility and relational being might be considered opposing processes, in that the former entails rupturing existing social bonds.

SATM does have many relational angles, of course, but the relations can be quite mixed. Part of the nuance of Gergen’s book is that relations are not necessarily positive, and part of the ambiguity of SATM is that it presents both more and less admirable kinds of relations. In my research, I have seen deep friendships and supportive relationships between adults and young people, but also competition, favouritism, bullying, and abuse. Historically, with their focus on the orchestral model and their disciplinary approach, SATM organizations have tended to valorize and promote vertical, monologic relations, even if some employees and participants have fostered horizontal, dialogic ones alongside.

Organizations

Another topic on which Gergen has much to say is that of organizations. By this point, readers will be unsurprised to know that he takes a dim view of organizational conventions and is enthusiastic about recent shifts:

“The metaphor of the pyramid continues to inform much organizational practice today. Often referred to as ‘command and control,’ the view dominated the organizational sphere for much of the 20th century. However, recent decades have been marked by growing discontent. Possibly influenced by the emerging sensitivity to democracy and diversity in the workplace, there are strong moves toward flattening or decentralizing the contemporary organization. Even within military circles there are doubts about the practical adequacy of command and control.”

Unfortunately, the pyramid model is central to SATM, both to its main tool (the large ensemble) and to its principal organizations (such as El Sistema). In this sense, SATM looks rather out of place in the 21st century; it models the world of the past rather than the future. There are also distinct echoes of academic studies of the orchestral profession – and of the earlier point about individualization – in Gergen’s critique of this old-fashioned organizational model:

“This flattening of potential is also hastened by the individualist orientation dominating most organizations. Individuals are generally hired to serve a particular function. Like bolts and levers in a machine, their job is defined so as to contribute to the ‘smooth and effective running’ of the organization. A singular, coherent, and knowable individual is the ideal. It is just such individuals who can be trusted in their function. Other passions and potentials are irrelevant or possibly dysfunctional. Yet, as potentials for expression are eliminated, so does vitality wane. Organizational participants are reduced to bland and predictable robots.”

Gergen urges a shift in organizations from monological to collaborative decision-making. Gratifyingly for those of us interested in music, he adopts the metaphor of the polyphonic organization to describe the ideal model of the future. At this point I recalled the words of Chefi Borzacchini, a close confidante of El Sistema’s founder José Antonio Abreu and the official chronicler of his work, who exhorted that in El Sistema, “everyone needs to be fully in tune in order to achieve unison,” and her imagining of a future Venezuela that is “perfectly in tune, with all its citizens joined in a single direction.” North American admirers follow a similar line. Tricia Tunstall writes approvingly that all the directors she met show “a clear and defining internal alignment with Abreu’s principles and worldview.” Eric Booth recounts: “At every núcleo, all the educators and staff can tell you exactly what the goals of El Sistema are—a stunningly unified vision and purpose […], from the national leaders to the local leaders to all the teachers to every janitor.” Through the eyes of its most enthusiastic supporters, El Sistema appears as the epitome of a monophonic organization.

Gergen, in contrast, proposes a much messier view of a relational organization as embracing multiple – and even contradictory – logics, views, and values. “Collaborative decision-making thrives on polyphonic participation. Ideally this means opening decision-making to as many participants as practicable, and encouraging participants to share the richness of their multi-being.” This could not be further from El Sistema’s unison singing.

The relational approach connects with the learning organization movement. “As Peter Senge and his colleagues propose, ‘A learning organization is a dynamic organization of cooperating human beings in a state of continuous transformation.’ In learning organizations, the continuous collection and exchange of information, opinion, and value means that all assumptions are subject to continuous challenge.” While El Sistema is the very opposite – Abreu’s tenets remain carved in stone and absolutely incontestable, even after his death, making El Sistema more like a religious sect than an educational institution – the Red in Medellín serves as an example of a dynamic learning organization. My book traces its continual changes since 2005 and the exchanges and challenges that have underpinned them.

A relational approach also challenges mainstream accounts of leadership. “From the classical ‘great man’ theories, to recent accounts of the traits of great leaders and successful managers, most theories presume that leadership potential resides within the individual person.” Yet contemporary conditions “give rise to new visions of leadership,” with “increasing emphasis on collaboration, empowerment, dialogue, horizontal decision-making, sharing, distribution, networking, continuous learning, and connectivity.” Gergen thus proposes that “we may usefully replace the concept of leadership with that of relational leading. […] It is not the single individual who is prized, but animated relations. If significant movement is to take place within an organization, it will emerge from the generative interchange among the participants.” Once again, SATM’s macrocosm (top-down organizations like El Sistema, which venerate their leader) and microcosm (top-down ensembles like the orchestra, which revolve around their conductor) are significantly challenged by this relational approach to leadership.

One of the many paradoxes in orthodox SATM is the rhetorical emphasis on social inclusion and yet the practical devotion to auditions, which in Venezuela have always been gruelling and fiercely competitive – a survival of the fittest. (The documentary Children of Las Brisas gives a revealing glimpse of this reality.) Yet, as Gergen argues, “traditional evaluative practices are detrimental to organizational health,” and they represent the opposite of a relational approach: “performance evaluation essentially derives from the presumption of bounded being.” He proposes replacing evaluation with valuation. “To value another is to lend significance to their voice; it is to affirm their contribution to the relationships from which the vitality of the organization is derived” – rather than to weed them out because someone else plays better.

Finally, Gergen frames this chapter on organizations as “the precarious balance.” An organization needs to cohere – a process of ordering is essential and inevitable. Yet in cohering and becoming a bounded entity, it can generate all sorts of unintended consequences:

“For each organization there is a privileged domain of the ‘in here’ separated from ‘out there.’ In these everyday commonplaces we are again immersed in the logic of bounded being. It is not individual persons in this instance, but independent organizations. And when we construct the organizational world in this way we invite many of the same illnesses that beset the individualization of society. We exist within the walls, and they without. Once the separation has been struck, those within the organization confront the outside with three major options: they are with us, against us, or irrelevant.”

This can lead to a form of organizational narcissism: “‘We exist in order to strengthen and expand ourselves.’ Nothing beyond the organizational well-being counts.”

During my research, it became apparent that these kinds of problematic relations with the outside world abounded in El Sistema. At times it felt as though the primary purpose of El Sistema was to perpetuate itself. “We exist in order to strengthen and expand ourselves” could have been its motto. Its leaders made claims (almost certainly exaggerated) and projections about its size in every speech and interview. The showcase school at Montalbán was as much as a shop window as an educational institution. Growth was an institutional obsession.

When at the peak of his political power, Abreu had no compunction about shifting funds from other musical expressions and other arts in order to make his own program the dominant force in the Venezuelan cultural scene. Many musicians had been on the wrong end of Abreu’s Manichean “with us or against us” worldview, and many small organizations felt the pinch of being considered competing or irrelevant. Abreu’s all-consuming desire to strengthen his own organization left many others weakened. Indeed, El Sistema’s Venezuelan critics have argued that Abreu, by aligning himself with Maduro as the country’s crisis deepened from 2014, put the fortunes of El Sistema above those of the nation. The hyperbolic praise of this problematic institution by Dudamel and other conductors in media interviews, their refusal to engage in any form of critical self-reflection, are another manifestation of this organizational narcissism.

One reason that El Sistema has been so poorly understood, including by most researchers, is that few have bothered to investigate how it is regarded by those outside it – in other words, its relational aspects. Interviewing current staff and students is an easier route, but it leads to incomplete understanding. Gergen points to the importance of seeing any organization as embedded in a web of relations, which may be tense or conflictual if it has not found “the precarious balance.”

Social change

In many ways, this book may be read as a manifesto for social change. It does not touch directly on music, but Gergen holds up an interesting example from the wider artistic field: Brinton Lykes’s photographic work with women in rural Guatemala.

“These women had suffered greatly as a result of the civil wars raging over their lands, and their villages and families had been ravaged by enemy troops. Both as a research endeavor, and as a means to heal and create solidarity among the women, Lykes gave each of the women cameras. They were asked if they would join in sharing photos of the destruction and violence in their areas. She then arranged for the women to share the photographs with each other and to talk about the implications for their lives. Conversations about the photographs lead to a deeper, more complex understanding of events. Women who would not ordinarily have a chance to express their visions of life and the future were able to do so as a result of the photographs. This sharing helped to develop the solidarity and inspiration to rebuild community together.”

In Gergen’s account, this project eschews simplistic ideas about art changing people or society in favour of a more nuanced vision of art helping to create the conditions that allow people to take action to change themselves and their community if they so choose. This is art as a potential catalyst for social action, rather than as social action. What generates social change is self-expression, conversation, solidarity, and action, not photography. Art that does not foster self-expression, conversation, solidarity, and action may have aesthetic and personal value, but it is unlikely to change anything at a societal level.

We see something similar when Gergen discusses the work of Paulo Freire. As is well known, Freire argued that education should foster a critical consciousness (“conscientization”) of students’ economic and political situation. “As students come to see themselves as agents of the future, reasoned Freire, they will also be encouraged to join in movements for social change. The importance of the phrase ‘to join’ should be underscored in this case, as Freire believed that change can emerge only from collective action.”

Gergen’s attention to joining in movements for social change is salutary. Again, we see a challenge to the dominant philosophy of SATM, espoused by Abreu and his followers, which sees social change as happening to young people as a consequence of pursuing musical excellence or mastery. From a Freirean perspective, however, meaningful social change requires collective social action by students and, at a broader level, social movements. In most SATM, collective music making serves as a metaphor for social action rather than the real thing, because it is disconnected from collective social action or social movements outside the walls of the music school, and because it is imagined as something done to students (reform) rather than by them (action). El Sistema’s widely copied model is too intensive and inward-looking to allow for real social action – it was designed precisely to occupy young people’s free time; and the ultra-conservative Abreu would have abhorred his students joining in movements for social change, as El Sistema’s recent history illustrates.

Of the many elements of relational being that appeal to me, a key one is that it is not deficit-based. One of SATM’s least appealing features is its explicit framing of social change as “rescuing,” disciplining, and correcting young people, and particularly those from lower socio-economic groups, based on the idea that they are deficient and deviant. Relational Being calls for a shift in how we all understand the world; it doesn’t presume that poorer people are more in need of relational thinking than richer ones; and it doesn’t position people in a hierarchical relationship (rescuers and rescued). For Gergen, charity is not relational being, but rather “a narrative in which the giver is the privileged one. It is ‘I’ who gives, and who is therefore blessed.” Charity “is a not a story about relationship, but a hero story of the self” – an accurate description of the many media accounts of SATM that revolve around saviours (usually white and male).

Returning to Gergen’s summary of Freire, one could argue for continuing the current socio-economic focus, but with a different rationale and a different method. Because social change usually comes not from top-down correction but rather from grassroots collective activity, relational education in disadvantaged communities could serve as an empowering catalyst for transformation. In this vision, it is not the deficits but rather the assets of such communities – their potential to galvanize social change – that take centre stage.

Conclusion

The origins of SATM lie in providing intensive training to classical music students to enable them to enter the orchestral profession. This is what El Sistema was set up to offer in the 1970s, as numerous documents and personal accounts attest. Over time, a social dimension emerged, and however it has been framed discursively, underneath it lies the idea of social mobility. Through musical training and entering the music profession, the individual will have the chance to “ascend” socially and economically. The key to mobility is musical skill, so SATM focuses (logically) on technique and repertoire. Individual musicians are embedded in multiple relations through large ensembles, but the relational comes second. The relational is not a priority in most classical music training. It is the individual, not the ensemble, that aspires to mobility and that moves when the opportunity arises.

Relational Being sheds critical light on a number of defining features of SATM and argues for an educational and organizational future that looks quite different.If we take seriously Gergen’s argument that “the future well-being of the planet depends significantly on the extent to which we can nourish and protect not individuals, or even groups, but the generative processes of relating,” then there is a good case for rethinking the norms of SATM and taking a more relational approach – and this case is even stronger given that SATM is usually presented (and funded) as a field that prioritizes the social over the musical. The “social” in SATM has tended to be ambiguous and loosely defined, but in the field’s largest programs, it has revolved around ideas of correction and mobility, both of which are individualizing processes. Gergen’s book encourages us to reimagine this work – and turbocharge its social potential – by placing relational being at its heart.

A relational approach would entail something quite different. It would make relationship the highest priority, and technical training would be secondary – of interest mainly insofar as it bolstered the former. More attention would be paid to the quality of the relationships formed than to the quality of the sounds produced. It would emphasize community development over individual career trajectories. (Note that this is a question of rebalancing, not eliminating concern with sounds, technique, or careers.)

A genre-agnostic method might be advantageous. As Gergen writes: “To nourish relational process among students is to bring multiple worlds into coordination, and to replace divisive hierarchies with mutual appreciation. Students also acquire potentials to become border-crossers in an ever-splintering world of meaning.” There is no room here for a classical music superiority complex or a demonization of reggaetón, both of which are quite common in this field. Relational being requires fostering openness, tolerance, and empathy towards musical differences, rather than solidifying social separation around genre allegiances.

It would make sense for the field to give much more priority to musical traditions and formats in which the relational plays a more important part than in large ensembles and classical training. Informal and non-formal music education, small ensembles, and Indigenous and Afro-diasporic traditions hold more potential for nourishing “collaborative skills for worlds to come.” To take just one of many possible examples, the Brazilian circle-song method Música do Círculo prioritizes the relational in practice as well as theory; there is no obvious individual path or application of the method; it only works collectively, it only works when good relationships are forged, and when good relationships are forged it works.

Would such a thing be possible in SATM? My most recent book revolves around this question so I won’t go into it here, but in short, I would say a cautious yes. “Education in a relational key” – notions such as the dialogic classroom, collaborative creation, and service learning – will by now be familiar to many progressive music educators, so a shift is not beyond the bounds of reason. Reform is possible and desirable, as the history of the Red and some other SATM programs reveals; the main impediment is a continued allegiance to the field’s traditions and dominant model – the “bounded being” of Sistema – rather than the impossibility of doing things differently.

Relational Being is a call to arms and a manifesto for a different way of being, acting, and organizing. In my view, it is one that those interested in music, education, and social change should not ignore.

Watching the watchmen (redux): further thoughts on evaluating (El) Sistema

A recent psychological study (Hogan et al. 2023) found that intensive Sistema programs in the US brought no additional gains in executive functioning, self-perception, or attitudes toward school in young children, when compared to general music education (or classroom music). This finding is not a major surprise, given that it echoes an earlier Sistema study from the US (Habibi et al. 2018) as well as the Inter-American Development Bank’s 2017 mega-evaluation of El Sistema in Venezuela (Alemán et al. 2017). Nevertheless, it is significant, in that Sistema programs tend to be very expensive in comparison to general music education, and so they would need to demonstrate considerable additional benefits if they were to be justifiable on extrinsic grounds. Also, Sistema’s initial expansion in the US (and elsewhere) in the late 2000s and early 2010s rested on claims of superiority to classroom music.

However, this study has passed almost entirely under the radar, as far as I can tell. I only discovered it thanks to an automatic alert from ResearchGate, which appeared because the article cited one of my own. None of the other Sistema-watchers that I know had seen it. I cannot find any evidence of others having written about it or cited it. This reflects a point that I made in my 2021 book Rethinking Social Action Through Music (244-45), about the bias towards positive findings and inflation of effects in the production of knowledge about music education in general (and specifically about Sistema):

“research studies themselves do not generally articulate grandiose statements about miracles and social transformation; rather, some point to small cognitive or psychological differences and benefits, while others do not. The two largest randomized controlled trials (RCTs) in this field found no effect of music training on cognitive or academic skills (Haywood et al. 2015; Alemán et al. 2017). But in the translation into the public realm, many caveats and limitations are ironed out, and null or negative findings are generally overlooked, since there are no organizations in whose interest it is to promote them. As Sala and Gobet (2020) note, the two major RCTs above have been paid little attention by the media or even by other researchers, even though RCT is the gold-standard methodology. More positive studies are more likely to be picked up by advocacy organizations and to lead to a report in the media, in which small-scale and specific findings often become an expansive and generalized story about the power of music (Mehr 2015; Odendaal et al. 2019). Many musicians encounter headlines, summaries, and animations of such stories on social media. As a result, there is a significant gap between the mixed findings and caution of some researchers concerning the transfer effects of music education, and the more uniformly optimistic opinion that prevails among musicians and the general public (Mehr 2014; D’Souza and Wiseheart 2018).

There is virtually no appetite for questioning the dominant narrative in the public sphere, meaning that counter-arguments are rarely heard. The classical music industry and profession have lined up behind a story that benefits and flatters them, and many classical music journalists have followed suit. Few are willing to risk arousing the wrath of music lovers by presenting less positive research conclusions to a wider public [for example, by writing an article for The Conversation]. The ambiguous picture presented in these pages will not be a surprise to many researchers in fields such as the sociology of music education or development studies, who are used to confronting counter-effects, unintended consequences, and gaps between aims and outcomes. In the public sphere, though, ambivalence about the power of music education is a rare bird.”

(I also address the issue of bias in this more recent blog post on the book The Power of Music.)

Had the recent study produced positive results, an international network of Sistema programs, advocates, and supporters would have amplified the story and incorporated it into their publicity. But who is going to spread the word about a null finding? Only positive outcomes impinge on the public consciousness and become part of the dominant narrative. As a result, public understanding is skewed.

As I argued in a recent article, Sistema is propelled by ideology, not science. The Venezuelan original took the form of classical youth orchestras because it was created by an orchestra conductor who loved classical music; all the claims about “social action through music” arose much later, without evidential grounding, as justification for devoting ever-increasing sums of public money to funding its founder’s private passion. El Sistema’s official mission and vision revolve around moral and spiritual claims, not scientific ones: “the ethical salvation of children and young people,” “the comprehensive development of human beings,” “transcendental values,” “rescuing children and young people from an empty, disorientated, and deviant youth,” and so on. The Sistema boom in the global North from 2007, spearheaded by the likes of Simon Rattle, was driven by perceptions or hopes that it represented a resurrection of classical music, and a variety of backers jumped on board in pursuit of a range of  cultural, political, and economic objectives.

Part of its adaptation to its new contexts, though, was a requirement to play the game of evidence-based decision making. So the ideological motivations were soon covered by evaluations making all sorts of scientific(-sounding) arguments about the distinctive psychological and cognitive benefits conferred by Sistema, and skirting around the bigger questions that it raised. For a while, what Owen Logan called “Sistema-friendly research” provided a fig-leaf for the sector’s ideological drive. But the IDB’s 2017 evaluation of El Sistema was a big nail in the coffin for such justifications: after all, if the program’s own funder (in the biggest evaluation yet carried out, focused on the original version) could not find convincing evidence of cognitive or prosocial effects, then all such claims looked distinctly shaky. It was soon backed up by Habibi et al.’s study of a Sistema program in the US. Now, a few years later, comes this new research by Hogan et al.

Yet such studies have been largely ignored by the sector and its funders, revealing the performative nature of the whole evaluation enterprise. The game is indeed a game. One might be excused for thinking that evaluation provides the evidence for evidence-based decision making, but in reality the key decisions have already been taken (on ideological grounds) and evaluation is supposed to provide post hoc justification for them, hence anything that questions the status quo is ignored or spun. The IDB’s discovery that El Sistema didn’t work did not lead to defunding or radical changes, but rather to efforts to present the troublesome findings in a rosier light and to carrying on as before (see Baker, Bull, and Taylor 2018).

This is hardly unique to Sistema – as Ben Ramalingam (2013, 10) notes in his study of development:

“When the political context is not right, research is bypassed, evaluations are forgotten, [and] studies are ignored. […] Numerous policy evaluations and research studies […] end up wrecked, abandoned, or disappearing altogether.”

He quotes an anonymous donor: “We say we want evaluation, but we don’t, we want results, results we can put in our  glossy reports, we can put on our websites that we can give to ministers to present in Parliament” (120).

(El) Sistema provides a good illustration of Ramalingam’s point. So where does that leave all this evaluation of Sistema programs?

On the one hand, I’m glad that the present study was done – it is interesting to see further evidence that the claims made by and for Sistema are exaggerated. Such evidence is potentially important at the level of program design and educational policy. On the other hand, it’s a bit of a waste of time if only a handful of researchers like me are going to pay any attention to it.

Just imagine if all the money and effort that has gone into 15 years of quantitative studies on (El) Sistema, into building a narrative on positive findings and excusing or ignoring null or negative ones, had instead been focused on exploring the latest qualitative research on pedagogy, curriculum, culture and development, etc. and on grappling with the question posed by Gert Biesta: what constitutes good education, and not just effective education?

Effects can potentially be produced by ethically and culturally questionable means. The Third Wave, an experiment carried out at a California high school in 1967 by a history teacher named Ron Jones, produced immediate improvements in discipline, motivation, and academic achievement – via an experiment in fascist-style education. José Antonio Abreu believed in the pursuit of musical excellence by any means necessary, and research going back more than 25 years has demonstrated that those means were often not pretty. In some hands, El Sistema was the very antithesis of a good education.

So much focus on effects can marginalize necessary debate about the crucial how of education. It is at the level of process that music educators, researchers, and funders should be focusing their efforts. If the process is right, if the education is good, the results will take care of themselves.

References

Alemán, X., Duryea, S., Guerra, N. G., McEwan, P. J., Muñoz, R., Stampini, M., & Williamson, A. A. (2017). “The effects of musical training on child development: A randomized trial of El Sistema in Venezuela.” Prevention Science, 18(7), 865–878. https://doi.org/10.1007/s11121-016-0727-3

Baker, Geoffrey, Anna Bull, and Mark Taylor. (2018). “Who Watches the Watchmen? Evaluating Evaluations of El Sistema.” British Journal of Music Education 35 (3): 255–69. https://doi.org/10.1017/S0265051718000086

D’Souza, Annalise A., and Melody Wiseheart. (2018). “Cognitive Effects of Music and Dance Training in Children.” Archives of Scientific Psychology 6 (1): 178– 92. http://dx.doi.org/10.1037/arc0000048

Habibi, A., Damasio, A., Ilari, B., Elliott Sachs, M., & Damasio, H. (2018). “Music training and child development: A review of recent findings from a longitudinal study.” Annals of the New York Academy of Sciences, 1423(1), 73–81. https://doi.org/10.1111/nyas.13606

Haywood, Sarah, Julia Griggs, Cheryl Lloyd, Stephen Morris, Zsolt Kiss, and Amy Skipp. (2015). “Creative Futures: Act, Sing, Play. Evaluation Report and Executive Summary.” NatCen Social Research. https://e-space.mmu. ac.uk/618917/1/Act__Sing__Play.pdf

Hogan, J., Cordes, S., Holochwost, S., Ryu, E., & Winner, E. (2023). “Participation in Intensive Orchestral Music Training Does Not Cause Gains in Executive Functioning, Self-Perception, or Attitudes Toward School in Young Children.” Psychology of Aesthetics, Creativity, and the Arts. Advance online publication. https://dx.doi.org/10.1037/aca0000593

Mehr, Samuel A. (2015). “Miscommunication of Science: Music Cognition Research in the Popular Press.” Frontiers in Psychology 6: 988. https://doi.org/10.3389/ fpsyg.2015.00988

Odendaal, Albi, Sari Levänen, and Heidi Westerlund. (2019). “Lost in Translation? Neuroscientific Research, Advocacy, and the Claimed Transfer Benefits of Musical Practice.” Music Education Research 21 (1): 4–19. https://doi.org/10. 1080/14613808.2018.1484438

Ramalingam, Ben. (2013). Aid on the Edge of Chaos. Oxford: Oxford University Press.

Sala, Giovanni, and Fernand Gobet. (2020). “Cognitive and Academic Benefits of Music Training with Children: A Multilevel Meta-Analysis.” Memory & Cognition 48 (8): 1429–41. https:// doi.org/10.3758/s13421-020-01060-2

Rethinking social action through music: an update

In 2021, I published my book Rethinking Social Action Through Music, which laid out both an ethnographic study of the Red de Escuelas de Música (Network of Music Schools) of Medellín, Colombia, and a broader case for reforming the international field of which it is part, centred on Venezuela’s El Sistema. Since I completed the book early that year, a number of developments have added weight to my arguments for rethinking social action for music. Just days after its publication, a sexual abuse scandal broke in El Sistema, and the story was published by the Washington Post and other international media. In reality, this was nothing new: I had called attention to this issue in 2014, but my warnings had been dismissed. This time, the media attention forced El Sistema to respond and take action. This scandal only reinforced my arguments about the need for change; institutional sexual abuse is a symptom of deep dysfunction.

Also in 2021, El Sistema was at the centre of a controversy when it broke the record for the world’s largest orchestra. This event was organised by the government as a propaganda event just before the elections – another example of the overt politicisation of music education in Venezuela. Moreover, it was organised in the depths of the pandemic – an indefensible act for a supposed social project, making it clear that the wellbeing of young musicians was a lower priority than political goals and institutional pride. A controversy arose in Venezuela as a result.

El Sistema’s reputation suffered a further blow in 2022. Fifteen years earlier, the IDB had lent El Sistema $124 million to build seven regional centres, arguing that the program’s top priority should be decentralisation. However, the centres were never built, as I have been reporting since 2014. In 2022, a team of Venezuelan journalists published a detailed report on the non-existent music centres and the missing millions of dollars. El Sistema may have produced world-class musicians, but it has also produced world-class institutional and ethical failures.

For a long time, there has been strong resistance to critical thinking and change in the international field of social action for music. However, recent scandals in Venezuela have led some programs in other countries to distance themselves from El Sistema, for example by removing mentions of the Venezuelan program from their publicity material. Six months after publicly criticising El Sistema over the sexual abuse scandal, Sistema England closed its doors. In the field, the shortcomings of the Venezuelan program are increasingly recognised, albeit largely in private, and mindsets and practices are beginning to shift away from its approach. For example, Sistema Toronto in Canada has a social curriculum. Learning is organised around a monthly theme, such as teamwork, listening, respect, problem solving, responsibility, organisation, communication or leadership. During the month, students explore and discuss what the concept means and how it applies to music and the music school, as well as to society in general. This approach has nothing to do with El Sistema. Another example is Sister Cities Girlchoir (in Philadelphia), which says it is inspired by El Sistema but has taken its patriarchal model and turned it on its head, creating a program designed to empower girls.

The winds of change are reaching even the heart of the field. The Hilti Foundation funds El Sistema and close allies like Iberacademy in Colombia and Sinfonía por el Perú. In my book, I wrote: “Change in SATM would undoubtedly be spurred on significantly if major funders took proper account of the problems with the orthodox model revealed by published academic research and gave more support to innovation.” A few months later, Hilti publicly recognised the need for systemic change in the field, pointing to the lack of relevant teacher training as a key problem. Hilti created the Academy for Impact through Music (AIM) as an “innovation lab,” with the aim of improving the quality of teaching. The director of the academy was highly critical of conventional teaching for restricting students’ agency and community building. She also spoke of the need to design programs around students’ needs and not just musical outcomes, as is often the case. The academy’s website states one of its principles as: “We challenge unquestioned acceptance of the status quo,” and it goes on: “we must dare to question what we are actually achieving.” These statements may seem unremarkable, but they are significant coming from a major funder that has historically supported the most iconic and mainstream programs, including El Sistema. Now even the status quo is questioning the status quo.

Meanwhile, significant changes are taking place in the wider music education sector. One issue that is high on the current agenda is youth voice. In the UK, the main funder of socio-musical projects, Youth Music, does not support projects unless they have real structures in place to centre on the voices of young people and enable shared decision-making. Youth voice is now a central theme in contemporary thinking about the arts and social development.

Hilti Academy has jumped on this train. It has also adopted a closely related theme: child protection. It is surely no coincidence that shortly after the sexual abuse scandal in El Sistema, safeguarding become a prominent aspect of the academy’s work. On its website, the academy acknowledges weaknesses in the field of social action for music in relation to this issue, such “real-life fear to speak out or whistleblow […] A lack of safe spaces for teachers, students and others to share concerns and fears,” “unclear protocols and channels for referring cases,” and “the power imbalances of the teacher-student dynamic, the deification of artists and the rarified pursuit of artistry as excuses for abuse.” Once again, Hilti is at the heart of the status quo in this field, so the fact that it acknowledges these problems and commits to addressing them is a significant, if overdue, development.

Another issue related to youth voice, and one that is becoming increasingly important internationally, is culturally relevant and responsive pedagogy. At the heart of this pedagogy are students’ experiences, needs, and desires, and connection to their communities and cultures. It promotes horizontality, identifying learners and their communities as holders of meaningful cultural knowledge. This pedagogy is in turn related to another growing movement within music education: decolonisation and indigenisation. In 2020, a symbolic shift took place within ISME (the International Society for Music Education): the El Sistema Special Interest Group disappeared, and the Decolonising and Indigenising Music Education group was created.

These recent developments in the field of music education contrast markedly with the philosophy and practice of El Sistema, which has historically prioritised the voices of adults, neglected the protection of minors, and been profoundly vertical and Eurocentric. The centre of gravity of music education is shifting away from the El Sistema model. As progressive currents are consolidated, El Sistema looks ever less like the revolutionary initiative it claims to be and ever more like the legacy of the distant past that it really is. As each year passes, there are more reasons to rethink social action for music.

Progressive currents are influencing the field of social action for music as the influence of El Sistema wanes. For example, one of the chapters in Kaufman and Scripp’s book Music Learning as Youth Development refers to an El Sistema-inspired program in the United States that has adopted a Creative Youth Development (CYD) approach. CYD, a growing movement in North America, has two main pillars: it builds on the cultural and social assets of young people, and it is youth-driven. Yet this is the opposite of El Sistema, which is based on young people’s supposed deficits (its official mission is to “rescue children and young people from an empty, disoriented, and deviant youth”) and is driven by adults (who are responsible for this supposed rescue). As the US program’s director points out, adopting the principles of CYD required a change of mindset and educational model. The program continues to use the El Sistema label, which is undoubtedly good for marketing and funding, but it has made a sharp turn away from El Sistema’s approach and philosophy. This is rethinking in action.

Nonetheless, the picture today is ambiguous. On the positive side, rethinking and change are beginning to occur within the field, supported by wider developments in music education and academic research. The process is slow, which is not unusual in music education; but the idea that change is necessary is at the core of the Hilti Foundation’s academy, which means that this idea has moved from the academic margins to the centre of the field over the last decade. A good example of the positive side is Medellín’s Network of Music Schools, which has continued to evolve since my book was published. Around these examples, the tide of music education is turning.

On the other hand, historically there has been great resistance to change in the field, and that has not gone away. More specifically, there has been great resistance to critical thinking. Despite all the studies and evidence and scandals that have emerged in the last decade, and despite Hilti’s new statements about the importance of challenging the status quo and daring to question, critical research continues to be shunned and the spaces for public critical debate remain limited. The field has a serious problem of disinterest, denial and even dishonesty, even with its own research. I have written in detail about how the findings of the major Inter-American Development Bank evaluation of El Sistema were distorted in numerous ways by multiple stakeholders in order to make them appear more positive (Baker, Bull, and Taylor 2018). In 2018, the United Nations and the IDB participated in an event at the University of Music and Performing Arts in Vienna that was advertised as “El Sistema: A Model of Social Inclusion for the World.” This was only a year after the IDB’s own evaluation had revealed that El Sistema had a low level of participation of poor children, pointing to exclusion rather than inclusion. That evaluation, which uncovered major weaknesses, should have been a spur to rethinking and change; instead, its findings were heavily spun in order to shower praise on the status quo. Five years later, many programs, funders, politicians, and journalists continue to treat El Sistema as a glowing success, despite the abundant published evidence to the contrary. There are even researchers who participate in this denial.

The problem is that social action through music has become a standard-bearer for governments, banks, corporations, cultural institutions, and the classical music industry, which has led not only to resistance to critique but also to a focus on purposes and practices that have little to do with social action. Let us recall the beginnings of this field: El Sistema was created to boost the symphony orchestra sector in Venezuela – its original constitution makes this clear, and it makes no mention of social action. So it is not surprising that social action through music has been adopted in many other countries as a tool to reproduce and commercialise the classical music sector. In such cases, social action is a kind of fantasy – but there are many who want to defend that fantasy, because it supports their interests. As a result, debate remains limited, at least in the public sphere. This picture illustrates the power of El Sistema as ideology: its global success has not been due to its results, which have been distinctly mixed, but rather to the attractiveness and usefulness of its narrative to powerful actors of many kinds. This is one of the biggest challenges that rethinking social action through music faces. Rethinking has contemporary educational practice and research on its side – but it is up against an ideology that is deeply entrenched in dominant institutions.

Also, rethinking appears to be limited to pockets in the international sphere. Although there are important examples in Latin American practice (such as Medellín’s Network and the Programa Social Andrés Chazarreta in Argentina) and theory (e.g. Carlos Miñana, Gabriela Wald, Guillermo Rosabal-Coto), and Colombia has seen lively public debate around this issue over the last year, many social action through music programs in the region seem largely untouched by critical debates that have taken place primarily in English and/or in academic spaces. I have published Spanish and Portuguese translations of my book (in open access format), but this is just a drop in the ocean of Latin American social action through music. Many continue to see El Sistema as a successful model and remain unaware of the serious problems that have been uncovered, even those that have been reported in the international press. This field is rooted in ideas about music and society that date back to the start of European colonialism in the 16th century, and in more recent times opinions have been shaped by waves of unfiltered propaganda about the so-called “Venezuelan musical miracle,” so rethinking its premises and practices is going to be a slow process.

New article on El Sistema research

I’m pleased to announce the publication of my article “The Third Way is Not The Only Way: Interrogating a Centrist Agenda for El Sistema Research,” in Music & Arts in Action. The article is open access.

https://musicandartsinaction.net/index.php/maia/article/view/264

Abstract

This article offers a critical response to the special issue of Music & Arts in Action on youth orchestras and Sistema-inspired programs (Vol. 8 No. 2, 2023). I argue that the editorial’s framing of the field and its proposed research agenda are based on a mischaracterization of books by Tricia Tunstall and myself, and fail to take account of important developments over the last five years. The special issue advocates for exploring complexity, yet promotes narrowing research down to evaluative questions – a process of (over)simplification. Its pursuit of balance and symmetry has parallels with political centrism such as the Third Way. Like its political counterpart, academic centrism deserves recognition and critical scrutiny as an ideology. Given that the El Sistema field shows marked asymmetries, I argue that researchers should be more concerned with rebalancing, and should therefore be willing to “get off the fence.” Balance comes from a diversity of competing perspectives given equal space, not an insistence on adopting a single approved approach. I propose four ways to push the field to a new level: quality control, engagement with existing research, taking a stand against injustices, and working together.

El Sistema y Colombia: ¿cuál es el problema?

Hace un mes, el presidente Petro anunció que la primera dama, Verónica Alcocer, y el viceministro de cultura, Jorge Zorro, habían viajado a Venezuela para “ver el sistema orquestal venezolano en música clásica” y que pronto iba a arrancar “el sistema orquestal colombiano.”

Cuando llegué a Venezuela en 2008 para empezar a investigar sobre El Sistema, estaba tan fascinado por este programa orquestal como cualquiera de los que ahora quieren importar su esencia a Colombia. Como tal, puedo empatizar con ellos. Pero durante 15 años de investigación, mi visión de El Sistema ha cambiado radicalmente. Como alguien que desde entonces ha desarrollado una fuerte afinidad con la educación musical y los educadores musicales en Colombia, me siento obligado a compartir lo que he aprendido, con la esperanza de ayudar a evitar un error histórico.

Proponer la “orquesta-escuela” como elemento central de la nueva política musical colombiana es adoptar una jerarquía cultural que contradice directamente tanto la investigación contemporánea como el programa político y cultural más amplio del gobierno. Es muy irónico ver a un Gobierno de Cambio inspirado por una política musical ampliamente cuestionada, concebida hace casi 50 años y con claras raíces en el pensamiento colonial. Es muy extraño ver a un “gobierno de los nadies” proponer una política de “democratización al acceso de los valores de la cultura universal,” una idea que ha sido criticada desde los años 60 por su elitismo.

Es muy importante que una política de esta envergadura se apoye en investigaciones independientes y no sólo en publicidad institucional y propaganda política. El Sistema no se puede entender solo visitando su sede en Caracas, observando sus espectáculos orquestales o contando las masas de músicos de orquesta que ha producido. Estos simplemente reflejan los enormes recursos que se han invertido en él. Lo importante es el rendimiento de esos recursos a nivel social – y las investigaciones plantean muchas dudas.

En el siglo XXI ha surgido todo un campo internacional de investigación sobre la educación musical y el cambio social. Ha criticado el tipo de enfoque ejemplificado por El Sistema, señalando en su lugar modelos muy diferentes, centrados en los recursos culturales locales, la creatividad, la autoexpresión y los conjuntos más pequeños. En 2020 la Sociedad Internacional para la Educación Musical cerró el grupo de interés especial de El Sistema. ¿Por qué los diseñadores de la política musical colombiana no tienen en cuenta estas corrientes contemporáneas?

El objetivo oficial de El Sistema es “rescatar al niño y al joven de una juventud vacía, desorientada y desviada.” Este tipo de visión despectiva de la juventud, centrada en los déficits, fue desterrado hace mucho tiempo del ámbito del desarrollo social, que hoy en día prefiere ver a los jóvenes, en palabras de un libro reciente sobre Medellín, como “un fuego vital.” Consolida una relación jerárquica entre adultos y jóvenes y, al ver a estos últimos como deficientes, les quita poder, autonomía y voz. Esta malsana dinámica está detrás de muchos de los problemas documentados de El Sistema, incluyendo abuso sexual, maltrato a los músicos, inequidad de género, corrupción y abierta politización.

La educación musical que imparte tiene un enfoque anticuado, limitado y disciplinario. Los jóvenes músicos llamaban al fundador de El Sistema, José Antonio Abreu, “el Führer.” Un periodista de investigación lo etiquetó “el ogro filantrópico.” Una evaluación externa en 1997 identificó la dominación, la humillación y el bullying como características de la práctica pedagógica de El Sistema. Este estilo autoritario ha sido muy criticado en las últimas décadas por investigadores de educación musical en todo el mundo por ser excluyente e incluso traumatizante. El Sistema ha producido muchos buenos músicos, pero ¿quién ha contado los fracasos, las heridas y las decepciones?

Hasta la Fundación Hilti, que financia a El Sistema y a aliados cercanos como Iberacademy en Colombia, reconoció hace poco la necesidad de un cambio sistémico en este campo. Hilti creó la Academia para el Impacto a través de la Música con el objetivo de reformar la enseñanza. Su directora se mostró muy crítica con la pedagogía convencional por restringir la capacidad de acción de los estudiantes y la creación de comunidades. Así que los métodos de El Sistema son cuestionados incluso por uno de sus aliados más importantes. Intentar importar esta pedagogía a Colombia en 2023 sería un gran error, más aún teniendo en cuenta que los intentos anteriores de hacerlo han fracasado.

Dadas estas obvias debilidades, no es de extrañar que El Sistema no funcione como programa social. En 2017, el BID, que también financia el programa, publicó la mayor evaluación de El Sistema jamás realizada. Estimó que la tasa de pobreza entre los que se inscribieron en El Sistema era del 17%, mientras que la tasa de pobreza de los estados en los que vivían era del 47%. En otras palabras, el programa parecía excluir a los niños pobres en lugar de incluirlos. El estudio no encontró pruebas de que El Sistema potenciara las habilidades cognitivas o prosociales. Además, reveló una alta tasa de deserción.

Así pues, la idea de rescate no sólo es ideológicamente problemática, sino también una fantasía. Cuando se puso a prueba, los poderes mágicos de El Sistema no aparecieron por ninguna parte. La base de El Sistema es una idealización de la música, no un programa de eficacia demostrada.

Por lo tanto, los educadores musicales colombianos deberían estar preocupados al encontrar el mismo pensamiento subyacente en las nuevas propuestas del gobierno, que afirman que el paradigma orquesta-escuela permite “el rescate de la población juvenil e infantil de los sectores más deprimidos.” Su premisa central es que tocar o cantar en conjuntos grandes representa “un ejercicio de diálogo permanente que conduce a acuerdos. […] Este ejercicio permite el desarrollo de la concertación como principio fundante de la transformación social.” El problema es que el estudio del BID no encontró ningún cambio en las habilidades prosociales de los estudiantes de El Sistema. Además, ¿dónde está esa supuesta transformación social en Venezuela después de 48 años de inversiones masivas? No es de extrañar que no haya pruebas de los cambios sociales deseados: como señalan los destacados educadores musicales André de Quadros y Emilie Amrein, “el ensamble grande dirigido reproduce una cultura arraigada en el monólogo más que en el diálogo.” Una vez más, el modelo dominante se basa en la idealización, no en la realidad ni en la investigación.

Afortunadamente, Colombia viene avanzando en repensar los modelos pedagógicos para los ensambles grandes, a diferencia de El Sistema. La Red de Escuelas de Música de Medellín es un buen ejemplo de este replanteamiento. Empezó en la década de 1990 estrechamente vinculada con El Sistema, pero después se alejó como resultado de una investigación interna a partir de 2005, que reveló una cantidad de problemas. La Red ha pasado 18 años intentando reformar el modelo. Colombia debería aprender de esta experiencia, no volver a mirar a Venezuela y retroceder el reloj a los años 90.

El viceministro Zorro trató recientemente de calmar las preocupaciones del sector musical, afirmando que el gobierno no está pensando implantar El Sistema en Colombia después de todo. Esto parece ser una buena noticia, dados los problemas y escándalos que han surgido en la organización venezolana. Sin embargo, es abierta y conocida la admiración tanto de Petro como de Zorro por El Sistema. ¿Por qué si no una delegación de alto nivel ha visitado hace poco la sede de El Sistema en Caracas? Esa admiración no ha desaparecido. A pesar de las afirmaciones recientes, es evidente que creen firmemente que El Sistema es un gran éxito y representa, si no un modelo a seguir, por lo menos una inspiración para Colombia.

El argumento de Zorro es que El Sistema se adaptará a las realidades colombianas. Sin embargo, esto no es suficiente para garantizar que los problemas desaparezcan. Asuntos similares a los encontrados en Venezuela han surgido en otros países donde El Sistema ha sido adoptado y adaptado, como México y Guatemala. Esto sugiere que el problema no está en su forma externa, sino más bien en su modelo educativo y en el pensamiento que lo sustenta.

El riesgo para Colombia hoy no es que el gobierno importe las formas institucionales de El Sistema. Es que olvide todo lo que se ha aprendido en Colombia, que construya un sistema colombiano sobre el pensamiento y la pedagogía del modelo venezolano y así que se repita la misma historia detrás de una fachada diferente. El problema fundamental no es de música sinfónica versus música popular o de colegios versus núcleos – es la visión de para qué sirve la música y cómo funciona.

Este momento histórico de cambio exige un nuevo enfoque. No el mero reciclaje de modelos establecidos, ya sean nacionales o extranjeros, sino un esfuerzo por tomar lo mejor de las prácticas existentes, desarrollarlas con la ayuda de las investigaciones más recientes y forjar una nueva visión de la música para el cambio social, digno de un Gobierno de Cambio.

¿Puede ahora relajarse el sector musical colombiano? Todavía no.

Geoffrey Baker es director de investigación de Agrigento, profesor emérito de Royal Holloway Universidad de Londres e investigador visitante de la Guildhall School of Music and Drama, Londres.

A tale of two scandals: Juilliard and El Sistema

Another year, another Washington Post article about a sex scandal at a world-famous classical music education institution. This time, Juilliard; last year it was El Sistema. In both cases, the problem had been an “open secret” for decades before an investigation or public allegation triggered action.

But there is one big difference between the stories: the response of the music sector.

In the case of Juilliard, 450 composers, musicians, educators, and arts leaders, led by the composer Sarah Kirkland Snider, immediately signed an open letter demanding action. As the WP article concluded:

Snider and the as-yet-unnamed coalition of composers are planning their first in-person strategic meeting in January to discuss further actions in directly addressing “intersectional” abuse and harassment across the composition community and classical music in general — where systemic inequities and imbalances have roots that run centuries deep.

“The positive thing to say about all of this,” Snider says, “is that it’s one of the very first times — maybe the first time in the history of our composition community — that men and women and people of all genders have come together to stand up and protect one another. It’s such a momentous occasion in our field, and I think it speaks volumes about the possibility for growth and change.”

When the El Sistema scandal broke last year, however, the response was minimal. This despite the fact that the Venezuelan affair was, in many ways, worse: it involved the sexual abuse of minors within what was promoted as a program to rescue and protect young people from social problems. A small handful of the hundreds of El Sistema-inspired programs around the world made a public statement condemning the abuse – suggesting that such a response was appropriate – but the vast majority remained silent. None of the classical music celebrities who had endorsed El Sistema opened their mouths. Gustavo Dudamel, the program’s figurehead, kept quiet. There was no joint statement or collective action from the classical music or music education sectors.

There was a bit of a kerfuffle for a month or so, as the story circulated around the world, journalists confirmed it independently, and El Sistema made a statement, including a vague promise to investigate itself (something that, unsurprisingly, generated little confidence among Venezuelan musicians); and then the issue went away, because no one in the sector had committed to keeping it on the table. 18 months later, programs and musicians around the world continue to align themselves proudly with El Sistema, as though nothing had ever happened. The scandal is never mentioned. The consequences for the organization and for individuals have been negligible.

Why such a contrast between the two responses to the same problem?

I suspect that the silence around El Sistema had much to do with the extent with which this organization, unlike Juilliard, had infiltrated the classical music and music education sectors. It had been widely lionized by musicians, educators, and journalists. Many had promoted El Sistema and even adopted it as part of their identity. Speaking out would have implied an admission that they had made a mistake. That they had backed the wrong horse. That they had failed to do due diligence. That they had promoted an abusive organization. They would have had to renounce part of themselves. This kind of mea culpa was apparently too much for most.

The composers decided to protect one another by taking a public stand. But the international El Sistema sector, with only rare exceptions, opted for protecting the brand – in other words, saying nothing. It could have used its influence to push for change in Venezuela to improve safeguarding for current and future students, but it did not.

Whatever the reason, the contrast is stark. While the composers have spoken out and are organizing further action, the field of social action through music stayed silent and, for the most part, pretended that nothing had happened. Many people who proclaimed publicly their commitment to music and social justice failed to act when serious injustice raised its head. This, too, “speaks volumes about the possibility for growth and change” – but not in a good way.

One can only hope that a few in the El Sistema sphere are observing the Juilliard scandal and noting the difference between a robust response and sweeping the issue under the rug. It’s never too late to take a stand on a problem that is “embedded deep into the culture of classical music education,” as Snider says, and will continue until musicians and program leaders speak up en masse rather than look the other way. And as Snider et al.’s letter illustrates, taking a stand does not just mean making general statements decrying sexual harassment and abuse – it also means naming specific institutions, demanding concrete action from them, and holding them publicly accountable. El Sistema will not change substantially as long as it is given a free pass by the rest of the world.

“The Power of Music”: advocacy in disguise

When I saw that Susan Hallam and Evangelos Himonides’ monumental new book “The Power of Music: An Exploration of the Evidence” had been published, I went straight to my area of specialism – El Sistema – to see how they handled it. It turned out to be quite a prominent theme in the book; a search showed the word “Sistema” appearing 95 times. But I quickly discovered numerous problems with its treatment.

The authors seem to have gone out of their way to present a positive image of El Sistema. They omit any reference to most of the critical literature on this subject. Only a single article is presented as raising questions about El Sistema. Neither of the two academic monographs on this topic are included. Studies with mixed conclusions are cited, but only their positive findings are mentioned. For example, two of Gabriela Wald’s articles appear, but her arguments about social division and reproduction are ignored, along with her evidence that students dissented from dominant narratives of social action through music. The authors give no inkling that Wald is a critic of Sistema-style programs in Argentina. Provenzano et al. (2020) is present, but only its positive results are cited; there is no mention of the fact that “program participants reported experiencing a decrease in satisfaction with life from preintervention to postintervention” or that the researchers identified this finding as “a major limitation of this study” (three other significant limitations are also listed). Furthermore, the same authors’ earlier article (Hopkins, Provenzano, and Spencer 2017), which is considerably more critical of El Sistema, is not included.

The most substantial quantitative study (Alemán et al. 2017) is repeatedly cited without any reference to the obvious question marks over its methods, to published, critical discussions of its findings (Baker, Bull, and Taylor 2018; Clift, Phillips, and Pritchard 2021), or to its damning conclusion that El Sistema did not reach more than a small number of poor children. The study’s authors acknowledged that El Sistema illustrated “the challenges of targeting interventions towards vulnerable groups of children in the context of a voluntary social program.” As Stephen Clift (2019) has noted in reference to this study: “As poorer children were under-represented, far from addressing social inequalities, the work of the [El Sistema] centres served to reinforce them – entirely contrary to the idea of an intervention designed to reduce social and health inequalities.” But Hallam and Himonides are silent on this major finding that undermines all the other claims about the Venezuelan program. Worse still, they assert that El Sistema fosters prosocial behaviour when Alemán et al. stated clearly that they “did not find any full-sample effects on cognitive skills… or on prosocial skills and connections.”

And the list goes on. The authors use older literature reviews by Creech et al. (2013; 2016) rather than more recent ones by Puromies & Jovonen (2020) and Bolden (2021) in which more critical literature is surveyed or more ambivalent conclusions are drawn. They include an article built on media reports, documentaries, advocacy literature, and institutional publicity materials – in other words, one that has no place in this kind of book – and another based on fieldwork by a student with no research training. The book’s position on the Sistema-inspired field rests heavily on program evaluations, without any discussion of their limitations as evidence or their potential skewing towards positive conclusions. This is a topic about which there has been plenty of academic debate: Jancovich and Stevenson (2021), for example, raise questions about the credibility of evaluations, arguing that many “reinforce overstated celebratory narratives,” and Baker, Bull, and Taylor (2018) illustrate this point specifically in relation to evaluations of El Sistema. The first factual sentence on El Sistema (p.326) contains two errors: the name of its founder is wrong, and the authors incorrectly claim that El Sistema was created as social action through music (a term that was actually adopted decades later, as I have noted in several academic publications).

In short, the book shows not just errors but also an overwhelming bias in its treatment of El Sistema. Bias is not a problem per se – some would argue that there is no such thing as unbiased research – but it is a problem when it is not acknowledged. It is a real problem in a book that presents itself as an objective review of the evidence, rather than a work with an explicit stance.

Positionality statements, acknowledging and explaining potential biases, have become commonplace in the social sciences, and are little short of a requirement in PhD theses these days, yet there is no sign of one here. On the contrary, the book makes implicit claims to neutrality. It states: “An inclusive research strategy was adopted in accessing the literature to be included in this book,” and its subtitle is “an exploration of the evidence” – yet some of the most substantial evidence has been excluded. Its preface ends: “It is hoped that […] the reader will be enabled to make an informed decision about the power of music in a range of areas across the lifespan.” How can the reader make an informed decision when the authors withhold some key sources of information and misrepresent others? The authors have a partial view, and they give the unsuspecting reader no choice but to adopt it. This sleight of hand – advocacy disguised as objectivity – is distinctly troubling in what will undoubtedly become a cornerstone text.

To be clear, we are not just talking about a little bit of gentle favouritism here. Ten years of heated debate in books, articles, special issues, book chapters, conferences, newspapers, magazines, radio, TV, and social media are reduced to: “Not all of the research on Sistema-inspired projects has been positive.” Bibliographic leads for any reader intrigued to know more are almost entirely lacking. The authors’ claim about prosocial skills is squarely the opposite of the conclusion of the report that they cite – the academic equivalent of claiming that black is white. All academics make mistakes, but taken in the context of the treatment of El Sistema in the book as a whole, this is something else: Hallam and Himonides’ judgment appears to have been completely clouded by their advocacy stance.

I am reminded of Clift and colleagues’ recent critiques of large-scale surveys on the role of the arts in improving health and wellbeing, for losing sight of the crucial issue of the quality of the evidence in their focus on quantity. (In addition to the articles cited above, see here.) As we see above, there are several areas in which quality can be compromised in such surveys: in the studies that are cited (they may not be robust); in the way that they are cited (lack of critical scrutiny, selective reading, misrepresentation); and in the studies that are not cited (the omission of relevant but complicating evidence).

Another area is highlighted in a further article by Clift’s team: “vested interests” of academics performing the review. They ask: “Is the starting point of a review team one of ‘dispassionate enquiry and scepticism’ or is there a pre-established conviction […]? If the former, a review team may interrogate research methods and findings closely in the interests of establishing the truth or otherwise of claims made. If the latter, a review may be undertaken with the purpose of showcasing positive evidence.” This point is highly relevant in our case. Hallam and Himonides seem determined to sing the praises of El Sistema despite the many criticisms it has faced from other researchers, its obvious disjunctures with contemporary thinking on music, development, and social justice, and the string of public scandals (including repeated allegations of widespread sexual abuse) that undermine claims that it is a positive exemplar of “the power of music.” Why do the authors adopt this perplexing stance?

Rimmer (2020) provides important clues. It turns out that Hallam has advocated for the El Sistema model since 2010 and has been connected to the Sistema-inspired field in various capacities, including as a program evaluator and research supporter. Her husband was a driving force behind Sistema England and a member of its advisory board. Rimmer concludes that Hallam formed part of an “inner circle” and a “network of sympathetic voices” that served as key “sponsors” of Sistema in England. Hardly “dispassionate enquiry and scepticism,” then. Hallam’s vested interests in Sistema provide an obvious explanation for the bias in her review, including its ample, uncritical use of program evaluations. Rather than a neutral, inclusive exploration of the topic, as is claimed, the book is a prime example of what Owen Logan (2015) calls “Sistema-friendly research”: studies that “dovetail with the ‘spin’ coming from Sistema projects internationally, to the extent that researchers would appear to have a hand-in-glove relationship with the Sistema network.”

This slice of the book is highly anachronistic: rather than reflecting the lively academic debate on El Sistema that has emerged since 2014, it echoes the monochrome, ill-informed enthusiasm of a decade ago. It is a throwback to Hallam’s advocacy for Sistema England in the early 2010s – before independent research had begun to raise awkward questions, and long before a sexual abuse scandal in Venezuela led Sistema England to distance itself from the mother program (it closed down just months later). But ignoring the last eight years of vigorous and very public debate is no way for a literature review to proceed. Researchers of music education and social change should be perturbed that such a major work advocates for a program and a model that have been much questioned in recent years, and that it does so in such a problematic way. This book is a backwards step for El Sistema research and practice, and with its endorsement of the status quo, it may constrain much-needed reform and rethinking.

The fact that this problematic presentation of El Sistema comes from one of the most lauded figures in the music education field also raises uncomfortable questions about the reliability of academic discourse on the social impact of music. To be sure, I have examined just one sliver of the book, though with 95 mentions, it’s a significant one. But a question that emerges from Clift et al.’s work in this field is that if we take one element of a wide-ranging review and find it flawed, then how can we have confidence in the review as a whole or in its higher-level conclusions? If quality is compromised at a granular level, then the whole edifice is shaky, however impressive it may seem at first glance.

How many other hidden agendas are woven into the text, how much more of the evidence consists of sub-standard studies, and what else has been partially reported or omitted for not fitting with the story that Hallam and Himonides wish to tell? Answering that question in a comprehensive manner would be an unfeasibly large task, and maybe an impossible one, since a thorough knowledge of the literature on any given topic is required in order to spot potential bias. But the section on “Music and victims of abuse” deals only with music as a form of treatment or therapy; there is no mention of the well-known problem of sexual harassment and abuse within music education institutions. El Sistema makes an appearance in this section too, but (of course) only in a positive light; nothing is said about the abundant evidence of abuse of various kinds within the Venezuelan program, which has been reported in several academic publications and numerous international media outlets. The chapter on “Psychological wellbeing” has little to say about musicians’ wellbeing and the risks and emotional harms of musicianship for some, as eloquently discussed by Musgrave (2022). The section on “Social inclusion” makes no reference to critiques of this concept and its attachment to culture and education. In other words, there are signs that El Sistema is not a unique case in this book, and that critical questions and complicating evidence concerning negative aspects of music and music education may have been downplayed or elided in a more consistent fashion. If that is the case, then readers will have to look elsewhere in order “to make an informed decision about the power of music.”

Children of Las Brisas: a review-essay

“The huge spiritual world that music produces in itself ends up overcoming material poverty.” These words, or variations on them, by El Sistema’s founder, José Antonio Abreu, are repeated reverently in countless media portrayals of the world-famous Venezuelan music program, including a series of propagandistic documentaries that began with Tocar y Luchar (2006). At last, though, there is a film that puts them to the test: the remarkable Children of Las Brisas (2022), which, in its subtle exploration of the complexity and ambiguity of El Sistema in particular and the power of music more broadly, puts all its predecessors in the shade. This is not an El Sistema film, said its producer at the premiere in London; yet it gives far more insight into the program than the films that tackle the subject head on.

Despite the producer’s disclaimer, the first half of the film follows the established El Sistema documentary template fairly closely. Three talented young musicians are rising steadily up through the ranks of the program. They declare their love for music in moving terms. We meet their families, learn about their domestic dramas, see daily life in their low-income neighbourhood of Las Brisas, and peer inside the El Sistema music school in Valencia that has become a central point in their lives. We share their triumphs: Dissandra makes it into the National Children’s Orchestra and travels to Salzburg to play under Simon Rattle; Wuilly joins the Caracas Youth Orchestra, another prestigious ensemble. Abreu makes his usual oratorical appearance, sermonizing about the power of music, and the students’ experiences seem to bear out his vision. The film is too well made to fall into cliché, but its first part will feel familiar to anyone acquainted with media portrayals of El Sistema.

But then everything changes. The heroes’ journey is rudely interrupted: all three fail a crucial audition in Caracas. They are suddenly out in the cold; the dream of an El Sistema salary has vanished. Wuilly is forced to busk in the capital in order to survive; for a while he even has to live on the street. Dissandra plays background music in a restaurant, but this is not enough to make ends meet. She emigrates to Peru, where she too (barely) survives by busking. Edixon, under intense financial pressure like the others, decides to join the army – clearly a painful choice, given his dislike of the Venezuelan government. Having started down a familiar path, the film makers kept going when the story took a darker turn. They did not set out to critique El Sistema, but reality did that for them.

Children of Las Brisas is a moving story of individual and collective struggle, of connection and separation, and it will speak on an emotional level to a wide audience. Most obviously, it is a close-up portrait of the Venezuelan crisis. Yet it is a dense, rich film that operates on multiple planes and also opens up a number of intriguing questions for those with more specialized interests. It is about failure and decline – of a country, and of its most famous cultural symbol. We witness Venezuela, and El Sistema, falling apart. The film interrogates idealistic narratives of music education through the lens of one of its most famous examples. This is not a romanticized story of triumph against adversity, nor of the power of music to change the world. El Sistema does not arrest the country’s decline; indeed, through its incorporation as a propaganda tool it becomes part of the problem. It is unable to provide a lifeline even for the three protagonists, let alone for the country as a whole.

If the film starts with Abreu’s idealistic words about music’s spiritual richness overcoming material poverty, it ends with a dose of cold reality: its protagonists – all of three of whom are talented and have dutifully followed Abreu’s prescription of “work and study” – are struggling to survive economically. Dissandra even wonders out loud whether all those years of single-minded dedication to classical music, of “playing and fighting,” were really worth it. (Tocar y luchar – to play and to fight – is El Sistema’s slogan.) This is unheard of in El Sistema documentaries: doubts over the validity of the program’s mantras. With the protagonists’ classical music dreams in tatters, the film closes with Abreu’s idealistic rhetoric looking equally threadbare.

A crucial element of this story is one that is usually downplayed or ignored in media and advocacy accounts: money. The three students had to break into (or remain in) one of El Sistema’s three “professional” youth orchestras in order to keep going. Failure meant being forced to do something else for a living. The extraordinary thing about El Sistema in its heyday was that it offered a decent salary to a small percentage of its students (the most talented, not the most needy, as access to the salary was via audition), and this salary (or the aspiration to attain it) played an important part in keeping the students motivated and the institutional wheels in motion. In the early days of El Sistema, Abreu lured music students away from other projects and music schools by offering them scholarships. In private, students would joke that El Sistema’s slogan should really be tocar y cobrar­ – to play and get paid. In other words, the real story of El Sistema was less about the salvational power of art, and more about the program’s unprecedented resources and how they were distributed – a story as much about the power of money as about the power of music.

This angle to the film comes out in fleeting but crucial scenes. To be sure, the students speak lovingly about music itself. But at one point, Edixon shows his mother his viola: “This thing has value. It’s going to bring in real money.” Dissandra’s mother tells her: “Music is your passport to success.” Forget spiritual richness: for these young people and their families, music was an economic or career strategy. Forget changing the world: this was about the promise of social mobility for a few talented individuals. But El Sistema held all the cards. Through his brilliant if dubious financial management, Abreu had created a classical music bubble economy in Venezuela, built on oil revenue (where else in the world were teenage orchestral musicians paid adult salaries?). But his steady monopolization of the Venezuelan music scene had left most of the power with El Sistema and little with its students, breeding a culture of dependency. In the film, all it takes is one failed audition for things to fall apart. Music or the viola couldn’t provide for these students in Venezuela; only El Sistema’s patronage could. Many films have portrayed the inside of the bubble, without recognizing its real nature; Children of Las Brisas shows us life on the outside and then, in quick succession, what happened when the bubble burst.

The words of Dissandra’s mother – “music is your passport to success” – come back to haunt the film, not just because success turns out to be elusive, but also because her daughter’s chances eventually hinge on a passport – a real identity document, not an imagined artistic one. It turns out that for Dissandra, music, without the legal ID, is a passport to nothing. In this film, the ideal is repeatedly overwhelmed by the real.

Much of the film’s interest comes from its implicit questioning of the kinds of heart-warming slogans and aphorisms that underpin El Sistema and the international field it has spawned. One of its most powerful moments issues just such a challenge, though in a way so subtle that it will probably be missed by viewers not well versed in this field. After his musical dreams are nixed by El Sistema’s uncompromising filtering for talent, and with economic necessity pressing down on his family, Edixon joins the army. Or, as the film tells us, he exchanges his viola for a rifle. This is striking enough on its own, but the resonance is all the greater for those who spot its inversion of another El Sistema motto that is famous not just in Venezuela but across Latin America: a child who takes up a musical instrument will never take up a weapon. Perhaps the film’s makers should have made this point explicitly for the uninitiated; but once again, they show that reality is much more complex than Abreu’s famous mottos.

Poignantly, Edixon reasserts his enduring love for his viola near the end of the film, long after he has been cast aside by El Sistema, and as he struggles to make a living outside of music. I recalled something that an El Sistema student told me back in 2010. The program cares little about individuals, he said; they are easily replaceable: “You may love El Sistema, but it doesn’t love you.” On one level, Children of Las Brisas is a story of unrequited love for El Sistema and for music.

At a more everyday level, the film captures well the detail and atmosphere of El Sistema. There is plenty of the camaraderie among students, the space of sociability that the music school provides, the formation of a new “family” there. But there are also glimpses of the authoritarian, male-dominated organization (there are lots of maestros); of the arbitrary, disempowering, intimidating institutional culture (when crucial auditions in Caracas will happen is anyone’s guess, and Wuilly is called to one – in front of twenty teachers – at a single day’s notice); and the survival-of-the-fittest ethos that lies behind the discursive smokescreen of “social inclusion” (students constantly competing against each other in auditions, and little interest paid to the “failures”).

Dissandra and Wuilly both make it into the top echelons of the program, only to be cast out again. And once their star starts to fade, so does their adopted “family.” Despite all the talk about the collective, in El Sistema the students rise on their own and fall on their own. When the going is good, they move to Caracas from their home town, leaving their real and adopted families behind. The highly centralized El Sistema is a case study of music disrupting existing social bonds as it creates new ones. The scenes of camaraderie involving Wuilly will have an edge to them for any viewer familiar with his public falling-out with El Sistema and his fellow musicians shortly afterwards (I also remember well how his former colleagues attacked him mercilessly on social media). In the end, all three protagonists had to go it alone.

The film is not beyond criticism. It is a little too reverent in its treatment of Abreu, following the erroneous tendency to pin the blame for El Sistema’s decline squarely on its appropriation by Chávez, and overlooking Abreu’s complicity. It was Abreu who crafted El Sistema’s “musical populism” to appeal to the ears of Venezuela’s populist presidents. It was Abreu who made overtures to Chávez, not the other way round. In 2014, El Nacional journalist Diego Arroyo Gil described El Sistema’s founder as a serial flatterer of political leaders who often appeared at their side, “smiling, like Caesar’s special guest.” Abreu was no one’s victim. Political collaboration was his modus operandi, and El Sistema’s reduction to an outright tool of political propaganda was a consequence of his Faustian pact.

In its eagerness to criticize the Venezuelan government, the film underplays not only Abreu’s flaws but also those of his program. After all, it was El Sistema’s Darwinism that provided the turning point in the protagonists’ musical lives. The program’s problematic features (such as authoritarianism, arbitrariness, opacity, gender bias, and sexual harassment) are legion and increasingly well documented. What’s more, they have been in El Sistema’s DNA since the start, to judge from interviews that I carried out with older musicians in Venezuela; some were noted by external evaluators in the late 1990s, before Chávez came to power; so they cannot be laid at the door of the Bolivarian Revolution. The notion of El Sistema as an exemplary program until Chávez came along and ruined it is a popular one in Venezuela, but it is a fantasy, built on a relentless PR operation and the silencing of critical voices.

(Interestingly, the film’s website is rather more directly critical of El Sistema than the film itself: “the impoverished families were sold a social narrative with no conclusion. Education was prioritised over subsequent employment or even basic needs, flooding a society with thousands of violinists at a time when it was struggling to feed its children.” Perhaps such critiques ended up on the cutting-room floor.)

Nevertheless, these are minor quibbles about an otherwise exceptional documentary. Much more important are the larger questions that it poses. It is reminiscent of the classic documentary Hoop Dreams – another film that is about much more than its ostensible subject (in this case, basketball). It focuses on the shadow of failure hovering even over the talented in highly competitive worlds like sport and classical music. These kinds of stories are very rarely told; most writers and film-makers just pluck out a few exceptional cases and create musical inspiration porn. Yet these stories may reflect the experiences of the majority. Hundreds of thousands of Venezuelan children have grown up dreaming of being Dudamel, but how many Dudamels are there today? And how many Dissandras, Edixons, and Wuillys, busking on foreign street corners or forced to abandon their musical ambitions altogether? If Hoop Dreams exposed the faultlines and the elusiveness of the American Dream, Children of Las Brisas does the same – beautifully, if painfully – for El Sistema’s Venezuelan Dream.

For screenings in London on Monday 22nd and Wednesday 24th August, visit: https://dochouse.org/cinema/screenings/children-las-brisas-qa

National Youth Music Organisations on the move: what does this mean for SATM?

Inclusion. Community. Youth voice. Sharing and empathy. Excellence of experience, not just of musical sound.

These are commonplace ideas in the field of social action through music (SATM) and they were central themes of a public seminar on 17 March. But this was not a SATM event: it was a debate organized by the UK’s Music Education Council (MEC), entitled “The Importance of National Youth Music Organisations and Centres of Advanced Training.” It featured representatives of some of the UK’s most hallowed youth music ensembles, including the National Youth Orchestra, the National Children’s Orchestra, and the National Youth Choirs. If music education has traditionally been constructed as a pyramid, this was the apex on show.

It was fascinating to see how the language and aims of the elite end of the music education sector have shifted towards those of socially-oriented programs in recent years. The centre of gravity of the youth ensemble world is moving towards SATM’s stated goals. This might justifiably be seen as a vote of confidence in SATM. But it also poses a subtle challenge for a sector that historically defined itself against the norm.

If ideas such as inclusion, community, and youth voice become mainstream in the large-ensemble world, even among high-performance groups, then what will be distinctive about SATM? What will be its USP (unique selling point)?

The logical conclusion is that SATM will need to up its game if it’s going to offer something distinctive. It will need to embrace pedagogical innovation and strive harder to centre and achieve its social goals. It will need to move forwards if it is not to look like it is moving backwards relative to the mainstream youth music sector. The MEC seminar could be seen as a pat on the back for SATM, but also as a spur to action.

In fact, the issue is not just that the mainstream may be catching up with SATM; it may actually be overtaking it in some places. The MEC seminar revealed the UK’s traditional elite to be more progressive than some of the most celebrated SATM programs in certain ways (for example, in the routine involvement of young people in governance). This is a warning against complacency and outdated alignments, which have held back some parts of the SATM field.

An important takeaway from the MEC event was that if programs are to be socially progressive, they also have to be musically progressive. Fully embracing youth voice means giving young people full control over the music – empowering them to make the music that they want to make, the music that is relevant to their lives. The social goal (youth agency) needs to be embedded in the musical process. A program that is distinctive is likely to sound distinctive.

This presents a particular challenge for SATM, given that the field’s most famous exemplars have been musically conservative. How to break away from the reproductive model of the past and embrace musical creativity in all its guises? How to put young people – not the conductor, the composer, or the musical work – at the centre of the musical process? SATM’s best-known programs do not provide much of a lead. It was noticeable at the MEC event that the programs that are most youth-driven at a musical level are the least conventional ones (such as Urban Development and the National Youth Folk Ensemble), which are not focused on large ensembles or classical music. This poses questions for SATM, which has historically centred these tools and been rooted in the classical orchestral world. What justification is there for continuing down this path when there is so much evidence of the advantages of other ones?

Even the traditional elite are now calling classical music “the elephant in the room.” They are pointing to genre fluidity as the future. They are dismissing instructionism (a pedagogy of adults instructing children in technical skills, which is the bedrock of SATM’s first-generation programs) as an old-fashioned approach. The National Youth Orchestra says that it is no longer an orchestral training program, while the National Children’s Orchestra is reconsidering the meaning of excellence. This is a sector on the move, its rethinking of its practices and purpose turbocharged by the Covid pandemic. SATM cannot afford to sit on its laurels.

The MEC seminar showed the apex of the UK’s music education pyramid looking critically at itself in public. Representatives acknowledged that dance education has been more progressive than music, despite having less funding; that music organizations should learn from their youth work equivalents, which have been doing deeper work for longer; that a potential gulf exists between musical skill and capacity to work with young people. Such public realism is salutary (and it has not historically been the norm in SATM).

If even the National Youth Music Organisations and Centres of Advanced Training are raising such critical questions, the writing is clearly on the wall for some of the foundational tenets of SATM. The good news is that new ones are already being written in certain places; some programs are forging less conventional paths, as described in my most recent book. But the field could go further: there is still plenty of attachment to old and increasingly questioned ideas. The MEC seminar saw leading youth music organizations come together and not only commit to new ways of thinking but also distance themselves from old ones and acknowledge their historical shortcomings. This is something that SATM as a sector is still reluctant to do, but with National Youth Music Organizations on the move, the pressure is on.

The Dream Unstarted: El Sistema’s discordant notes

The Inter-American Development Bank identified El Sistema’s excessive centralization in Caracas as a key weakness when it became involved with the Venezuelan youth orchestra scheme in the late 1990s. In 2007, the bank made a loan to finance the construction of high-spec music centres in seven regional cities in order to decentralize the program. The new centres were the major element (more than 50%) of a $211 million package for El Sistema: $150 million provided by the IDB and $61 million by the Venezuelan state. One, in the city of Barquisimeto, was designed by Frank Gehry and was to be named Dudamel Hall, a reflection of the famous conductor’s warm relations with Venezuela’s political leadership.

The buildings were due to be completed by 2011. However, in my 2014 book on El Sistema, I drew attention to the fact that these centres had not been built, or even started, by that year. In a 2016 blog post, I noted that while the regional centres remained unrealized, El Sistema was pouring resources into a huge new building in Caracas, which was not in the original IDB plans – indeed, which flatly contradicted the bank’s stated goal of decentralization. As well as questioning the logic behind this move, I wrote that “there’s a real risk of this building becoming a white elephant.” Yet despite the global profile of El Sistema and the large sums of public money involved, no one else engaged with the story. I devoted a 2017 blog post to this topic under the heading, “Is anyone paying attention to the big issues?”, and asked:

Is there any mention or explanation or discussion of this 180-degree turn anywhere? […] El Sistema is a major classical music story that tens of thousands of people around the world follow avidly, yet no one seems to notice or care about the big issues. Far more attention is paid to trivial details like paper violins than to an illogical volte-face with a price tag of over $100 million.

Today, a team of Venezuelan investigative journalists published a detailed report on the phantom centres. They confirmed that, fifteen years after the contract was signed, not a single brick of the original seven centres has been laid. The half-built Caracas centre has been on hold since 2020 due to a lack of resources. The report highlights the illogicality of reducing a national program of decentralization to the construction of a single building in the capital. In the regional cities identified by the IDB, instead of the modern music complexes that had been planned, the reporters found borrowed or rented facilities in a poor state of repair, with some having closed altogether. A number of music schools in Venezuela’s second city, Maracaibo, were listed as operational on El Sistema’s website but were found to be shut or even non-existent – the kind of discrepancy between publicity and reality that I have been highlighting for a decade. Similarly, El Sistema’s CEO, Eduardo Méndez, claimed that demand was surging and he outlined plans for expansion; however, music school staff interviewed by the reporters spoke of declining numbers of teachers and students.

This decline is hardly surprising, given that many staff receive only “symbolic salaries.”  Of the huge sums allocated at the top of the program, only a few drops reach the bottom. The reporters interviewed a former El Sistema teacher who left after receiving no payment for a year, calling the program “a swindle,” and a current teacher who described what is almost a kind of indentured labour. He is paid a miserable $6 a month, yet he said:

I can’t leave. If I quit, they’ll take away my instrument.

Without an instrument, he would be unable to moonlight at the weekend, playing the gigs that allow him to maintain himself.

How much money has been paid out by whom and what it has been spent on remains something of a mystery; the report details wildly contradictory figures in official financial accounts, and the IDB and the Venezuelan government refused to clarify the situation to the journalists. This is the sobering, messy, murky reality of El Sistema – one that has long been obvious to serious observers but ignored by so many, at home and abroad, who only want to see a “Venezuelan musical miracle.”

That it has taken so many years for this story to be investigated and aired in the media simply illustrates the iron grip that El Sistema has maintained on the public narrative throughout its history. The program’s founder and long-time director, José Antonio Abreu, infamously used bribes and threats to keep the Venezuelan media on a tight leash and El Sistema’s scandals out of the news. To my knowledge, the last critical investigative report on El Sistema dates from 1994: Rafael Rivera’s “The Philanthropic Ogre.” (Today’s investigation is not the first to focus on financial murkiness: Abreu’s slush fund and “strange, improvised” movement of money was a focus of a 1990 article by Roger Santodomingo.) Now, nearly 30 years later, Venezuelan investigative journalists have once again pierced the heavy veil of silence that covers El Sistema and keeps its realities away from the ears of the world.

In 2014, I wrote that El Sistema had numerous skeletons in its closet and that more evidence would eventually come to light. This year it is failures of planning and infrastructure; last year it was sexual abuse. 2018 saw unpublished and unflattering evaluations of El Sistema emerge, including highly critical reflections by current and former members of the program; while in 2017 Abreu’s phantom PhD was rumbled and the IDB published evidence of a low percentage of poor beneficiaries and minimal social impact (undermining El Sistema’s two major claims to fame). The year before that, former El Sistema violinist Luigi Mazzocchi painted a detailed portrait of institutional malpractice to Larry Scripp for an article in VAN Magazine. That’s quite a few skeletons for what was once hailed as one of classical music’s biggest success stories, and yet the closet is far from empty.

UPDATE: 16 March

On the eve of the publication of this investigation, the IDB clarified to the reporters that responsibility for the failure to build the music centres lay squarely with El Sistema. The investigative team also noted that the decision to focus resources on a second HQ in Caracas, rather than the regional centres specified in the grant agreement, was described by Eduardo Méndez as “a strategic decision by Maestro Abreu.”

As explained in my 2017 blog post, the IDB identified decentralization via the construction of regional centres as a priority in 1997. Indeed, it argued that constructing a headquarters in Caracas “would be appropriate only if it were accompanied by the Regional Centres.” El Sistema failed to act on this directive in Phase I of the IDB project, building only the first Caracas HQ. So when the IDB issued its second and much larger Phase II loan in 2007, it reiterated that the central goal was “to deconcentrate El Sistema” via the creation of “an intermediate regional level.” But history simply repeated itself: again, the regional centres were forgotten; again, El Sistema only built a complex in Caracas (this time unfinished).

From the point of view of infrastructural development, the last 25 years of El Sistema – and the IDB’s relationship with the program – have been a resounding failure. The desolate picture in regional cities today contrasts starkly with the elaborate plans that were made (and financed) all those years ago. And as Méndez revealed, the buck stops with José Antonio Abreu, who was responsible for the abandonment of El Sistema’s top strategic priority over the last quarter of a century.